Mandatory Suitability Profiling (SEBI Aligned)
Institutional Client Suitability & Risk Profiling
A comprehensive 20-factor evaluation across 4 financial dimensions. Accurately calculates your financial capacity, risk tolerance, market knowledge, and suitability tier.
What the assessment evaluates
In accordance with SEBI (Research Analysts) Regulations, 2014, research advice can only be extended to investors whose risk profiling aligns with the proposed asset class and financial capacity.
- Financial Capacity & Surplus
- Source of income, monthly surplus, and emergency reserves ensuring trading is funded only by discretionary capital.
- Trading Objectives & Risk Horizon
- Intended investment timeframe, capital preservation goals, and financial impact if trading capital is lost.
- Drawdown Tolerance & Discipline
- Psychological tolerance for portfolio declines, response to consecutive drawdowns, and stop-loss adherence.
- Instruments & Market Knowledge
- Actual real-capital track record across cash, options, futures, commodities, and understanding of option decay and leverage.
- Decision Integrity & Leverage Controls
- Objective analysis vs tips, strict avoidance of borrowed funds, and adherence to predefined risk budgets.
- Suitability Alignment Guarantee
- Ensuring advisory recommendations strictly respect your risk profile tier and SEBI compliance guidelines.
Multi-Dimensional Scoring Architecture
Statutory Risk Tiers:
• Conservative (0–39): Capital preservation • Large-cap cash delivery & liquid ETFs only.
• Moderate (40–59): Measured compounding • Mid & large cap cash swing trading.
• Balanced (60–79): Controlled volatility • Equities and defined-risk index spreads.
• Aggressive (80–100): High volatility capacity • Directional derivatives & momentum setups (requires passing knowledge & leverage safety gates).