Skip to content
EXPERT STOCKSCONSULTANCY
Regulatory Charter

Investor Charter

Investor rights, responsibilities, research analyst code of conduct, and mandatory advisory safeguards under SEBI frameworks.

DOCUMENT VERSION:V1.0
EFFECTIVE:01 January 2026
LAST REVIEWED:01 January 2026
Section A · Strategic Mandate

Vision & Mission of Research Analysts

Vision Statement

To protect investor interests and promote fair, transparent capital markets through rigorous quantitative methods, transparent disclosures, and dual-control analytical verification.

Mission Statement

To maintain the highest standards of professional ethics, analytical diligence, and complete disclosure of financial interests or affiliations across all publications.

Section B · Advisory Services

Details of Services Provided

01
Objective Market Research

Publishing data-driven, objective research reports on listed Indian equities, sectoral themes, and market indices.

02
Structured Time Horizons

Formulating research setups with transparent time horizons, entry rationales, invalidation stop points, and risk metrics.

03
Mandatory Suitability Screening

Conducting mandatory suitability evaluations and risk profiling prior to onboarding clients to premium research services.

04
Regulatory Standard Compliance

Ensuring all public statements, disclosures, and communications conform strictly to the SEBI (Research Analysts) Regulations, 2014.

Section C · Fundamental Protections

Rights of Investors

As an investor engaging with authorized research analyst entities, you are entitled to the following statutory rights:

Authentic & Unbiased Research

Right to receive authentic research reports that include mandatory disclosures regarding financial interests, holding positions, or business relationships.

Transparent Fee Disclosure

Right to be informed of all fee schedules, statutory GST levies, validity periods, and terms of service in writing prior to remitting subscription payments.

Timely Grievance Redressal (21 Calendar Days)

Right to prompt resolution of grievances within 21 calendar days per SEBI redressal frameworks through an established escalation matrix.

Dedicated Compliance Escalation Desk

Direct access to the Principal Grievance Officer and designated Compliance Cell for structured review and resolution of all queries.

Section D · Investor Responsibility Guide

Do's and Don'ts for Market Participants

DO — Best Practices
✓Verify credentials: Cross-check Research Analyst registration details on the official SEBI website.
✓Complete risk profile: Answer suitability questionnaires honestly to align research with your risk appetite.
✓Understand your risk: Read related offer documents and statutory disclosures carefully before taking positions.
✓Use authorized channels: Verify that banking remittances go strictly to the registered corporate entity account.
DON'T — Prohibited Practices
✕Follow rumours: Do NOT act on unverified social media tips, telegram groups, or forwarded messages.
✕Pay personal accounts: NEVER deposit advisory fees into personal accounts of staff or representatives.
✕Expect guaranteed profits: Do NOT trust claims of fixed returns or zero-risk stock market schemes.
✕Share trading credentials: NEVER disclose demat or trading account login details to third parties.